|Dispute Policy and Complaints Policy||01.01.22||Open|
|Conflict of Interest Policy||01.01.22||Open|
|Order Execution Policy||01.01.22||Open|
|Risk Disclosure Policy||01.01.22||Open|
|Safety of Funds Policy||01.01.22||Open|
Mulligan IB authorized and regulated U.S. Securities and Exchange Commission.
Securities and Exchange Commission (SEC) — an agency of the U.S. government and the main authority in the U.S. responsible for regulating the country's stock market. In the sphere of interest of the SEC are all transactions with securities in the United States. The main task of the regulator is to ensure transparency of transactions and counteract fraudulent schemes in order to preserve investors' confidence in the stock market.